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Industry opponents urge appeals court to rule on DOL fiduciary rule

December 12, 2017

Industry opponents urge appeals court to rule on DOL fiduciary rule

December 11, 2017 | Mark Schoeff Jr. | InvestmentNews

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Financial industry opponents of the Labor Department’s fiduciary rule are urging an appeals court to rule on their case, despite the fact that major parts of the regulation won’t be implemented until 2019.

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Second Annual Blue Vault Broker Dealer Educational Summit 2016
2016 Broker Dealer Educational Summit 2016
May 30, 2016

Best Due Diligence meeting in the industry. No sales pitches, senior level decision makers, meaningful discussions and the Broker Dealer networking sessions were especially useful. Thanks to Blue Vault for raising the bar!