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3 ways to take advantage of shortcomings in the DOL fiduciary rule

April 6, 2016

Advisers can use the rule’s deficiencies to rise above the competition in navigating the new landscape

Apr 5, 2016 @ 12:16 pm | By David Lyon | Investment News

Much has been written about the Department of Labor’s fiduciary rule, and the issues it does and doesn’t address. Opinions within the wealth management industry remain divided, but at the end of the day, change is coming whether we like it or not.

Like any far-reaching government statute, the fiduciary rule has its deficiencies — but as long as advisers and investors keep in mind where the fiduciary rule falls short, they can use that information to their advantage when navigating the changing landscape.

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Thomas E. Burns, III
July 29, 2015
February 22, 2016

I subscribe to Blue Vault to keep up with the sponsors and their wholesalers! The analysis keeps me up to date with the various portfolios and the way they are managed, including the differences between them.